About
Carnegie Corporation
Some
Preliminary Thoughts
President's
Essay - From the 1997 Annual Report
Vartan
Gregorian
On
June 9, 1997, I joined Carnegie Corporation of New York as its twelfth
president. Besides the founder and first president Andrew Carnegie,
I am the only naturalized American to head this great organization1
and the first chief executive since 1923 to be appointed from outside.
I was born of Armenian parents in Tabriz, in northern Iran near
the Soviet border. I received my elementary education in Iran and
my secondary education in Lebanon, arriving in this country in 1956
to pursue undergraduate studies at Stanford University, where I
obtained my B.A. and Ph.D. With the exception of eight years as
president of the New York Public Library, I have spent my entire
career in academia, as a historian on the faculty of various universities
and as an administrator, most recently as president of Brown University.
I have lived in many cultural spheres and have had to learn as many
as seven languages, some well, some adequately, some hardly at all.
In
more ways than one, therefore, I bring to Carnegie Corporation the
perspective of an insider-outsider. I love my adopted country with
the passionate intensity of the convert, yet I can see its flaws
with a certain clarity and objectivity while viewing its potential
with great optimism. Like many others before me, I have immersed
myself in American history, literature, and folkways, yet I carry
the indelible memories of an early youth in other countries, among
other peoples, cultures, and religions. Finally, I can savor the
full liberating spirit of democracy, yet I can be acutely sensitive
to its contradictions in practice.
To
me, the American dream is real. Usually, when we talk about the
American dream, we do not specify what it is all about. For millions,
it represents freedom and opportunity. For me, it is also about
dignity and justice, and about creative coexistence between the
individual and the community. The latter idea was articulated in
1835 by Alexis de Tocqueville, who coined the term "individualism"
to describe the American character. But his concept of individualism
is different from what it has come to mean today. To Tocqueville,
individualism as expressed in the American character had a social
component a sense of community going beyond the self. That
is the significance to me of "e pluribus unum"
to be part of one nation where diversity can survive, where individual
identity and universal identity are conjoined. America is strong,
in my opinion, because it has drawn from many legacies and many
sources of inspiration in forming its own unique civilization.
Having
emigrated to this country when he was twelve years old, Andrew Carnegie
was mindful of what America had given him. In his most famous article,
The Gospel of Wealth,2 in which he made the crucial
distinction between philanthropy and charity, he wrote that the
best means of benefiting the community is "to place within
its reach the ladders upon which the aspiring can rise." But
Carnegie also believed and this aspect of his thinking is
less well known that if society is to advance, having the
means to improve one's circumstances is not enough: "Every
man must be allowed to sit under his own vine and fig tree, with
none to make afraid" [italics mine].
Freedom
from fear, in other words, is the a priori condition for
improving one's circumstances; it comes before the means. That,
to me, is the essence of Andrew Carnegie's "Gospel," to
which he added, with slight tongue in cheek, that "it is no
argument against it that it is not lived up to; indeed it is an
argument in its favor, for a Gospel must be higher than the prevailing
standards."
In
another way, I bring a different perspective to Carnegie Corporation's
mission. Having been embroiled for so many years in the arduous
though rewarding business of raising money for one's own institution,
it is quite sobering to find oneself in the position of giving it
away responsibly and creatively to other institutions. Actually,
it is not so large a leap, for I have served four years as a pro
bono advisor to the Annenberg Challenge grants program for school
reform, inaugurated with $500 million from the great philanthropist
Ambassador Walter H. Annenberg; I have served on the board of the
Aaron Diamond Foundation, on the boards of many nonprofit organizations,
and on foundation study groups and projects. My work at Carnegie
Corporation is on a continuum with my previous career, and my scholarly
endeavors match the foundation's, "the advancement and diffusion
of knowledge and understanding."
Withal,
there is much to discover about this world of organized philanthropy
and about the Corporation's place in it. I approach the task with
all the humility of one preceded by such philanthropic giants as
Frederick Paul Keppel, president from 1923 to 1941, who had a lasting
influence on the Corporation's policies and on the foundation field
generally; and most recently John W. Gardner and Alan Pifer, who,
together with my distinguished immediate predecessor David A. Hamburg,
presided over forty-two years of the foundation's history
nearly half of its existence. Each of these presidents in unique
ways contributed profoundly to our understanding of the proper stewardship
of tax-exempt wealth. Through their prolific writings, they sharpened
our thinking as to the legitimate purposes of foundations and their
relationships with government and the public. I cannot hope to emulate
their record of achievement, but I fervently subscribe to their
common article of faith that foundations must remain free
to support scholarly inquiry and the pursuit of knowledge and truth
wherever they may lead, however controversial the result.
I
also believe, like former trustee Russell Leffingwell, that "foundations
should have glass pockets." Freedom from political pressure
is as necessary for the viability of private foundations as it is
for institutions of higher education, but so is transparency. Only
then does the significance of the term "a public trust"
come clear. Foundations should stand for the best ideas and impulses
of the American people, their idealism, altruism, and generosity.
Because of this, their values, and how they conduct themselves,
must be "higher than the prevailing standards." We are
accountable not only before the law and the court of public opinion,
but before history as well.
Being
a "supplicant" for so many years has perhaps made me all
the more appreciative of the hopes and expectations of the grantseeking
community. Now that I have become a "benefactor," I assume
the obligations of general purpose philanthropy with special gravity,
knowing full well the dramatic difference that a grant even
informed advice, a reference, or other personal attention
can make in the effectiveness of a project, the life of an institution,
or the destiny of an individual.
Program
Review
Other
than these unshakable convictions about the special role of foundations,
I have come to the Corporation with no preconceived ideas
certainly not about the specific purposes toward which our funds
should be spent; my mind has been open to the wise, expert guidance
of others, including most importantly the Corporation's experienced
program staff and trustees. What I have done is to ask provocative
questions, with the intent to challenge and evoke a thoughtful response,
and to set in train a process that will help me understand this
institution, before forwarding any recommendations to the board
about future directions.
Some
of the questions I have posed to my colleagues and the trustees
are: What are we doing? Why are we doing it? How well are we doing
it, especially in relation to the work of other foundations? How
does it serve Carnegie Corporation's overall mission to advance
and diffuse knowledge and understanding? Does the Corporation perceive
itself as an incubator of ideas or as a sustainer of institutions
that play that role? How do we combat the age-old problem of scatteration
in our grantmaking, while retaining the flexibility to respond to
a tantalizing idea or a target of opportunity? How do we evaluate
our programs? Is there merit in recognizing the "illuminating
failure" as well as the obvious success, in order to learn
lessons from experience? Would we achieve our objectives more efficiently
if we made fewer grants and larger commitments or many more little
ones? If we know what our entry strategy is, what will be our exit
strategy? How can we intelligently and imaginatively harness technological
progress in order to achieve our goals? How effectively, in the
electronic age, is the Corporation reaching its various audiences
and constituencies?
Finally,
what are some important new issues facing our nation and the world
that we should deal with? Where is our comparative leadership advantage?
Should we "go it alone" as we often have in the past or
increasingly seek partners? How do we achieve the right balance
between continuity and change? This last question is crucial, because
I do not believe we should engage in change for change's sake: as
we consider new initiatives, we may well reaffirm the importance
of some of the paths already taken, only adjusting the emphasis
somewhat.
With
the assent of the board, we have begun to grapple with these issues.
A fundamental concern is to forge a cohesive grant program that
will do justice to the foundation's historic purposes. This will
require, among other measures, finding the right relationship between
programmatic and administrative expenditures in a time of increased
demand for the services of nonprofit organizations; achieving more
integration, information sharing, and synergy among our somewhat
disparate program areas; and clarifying our policies and the foundation's
expectations of both program staff and grantees.
The
Corporation spends about $60 million each year for grants and appropriations
in the following main areas: the education and healthy development
of children and youth; the strengthening of human resources in developing
countries, mainly in the English-speaking countries of sub-Saharan
Africa3; and international peace and security, centered
on relations between the United States and the former Soviet Union.
Grants falling outside these areas, such as campaign finance reform
and the health of the nonprofit field, are made under a fourth category
called special projects. Themes cutting across our domestic and
international programs are the strengthening of democratic institutions
and the improvement of intergroup relations. These program priorities,
developed over the fourteen years of David Hamburg's leadership,
are currently being reexamined in the light of profound changes
in the nation and world: a technological and communications revolution
as dramatic in its effects as the industrial revolution of the last
century; mounting environmental, resource, and demographic pressures,
such as the challenges posed by aging societies in the advanced
industrialized nations and a preponderance of young people in emerging
nations; widening disparities of income and opportunity between
and within countries; economic globalization and interdependence;
and threats to peaceful intergroup relations in the denial of people's
basic needs, hopes, and yearnings for justice under the rule of
law.
Seventeen
years ago, following a study of the structure and functions of the
board by a committee of Corporation trustees, the board adopted
a resolution that has guided its decision making ever since. A primary
responsibility of the board, the resolution states, is to focus
its attention on the effectiveness of the Corporation's program
as a whole, from a policy standpoint. While retaining final grantmaking
authority, the board should play a greater role in setting, reviewing,
and revising the broad objectives of the Corporation, rather than
scrutinize individual proposals for grants. Moreover, the board
should consider from time to time whether new areas should be entered
and work in old areas discontinued; should stimulate responsiveness
to significant new trends and foster a critical spirit in relation
to activities that should be modified or dropped; and should be
concerned with the evaluation of results achieved by grants compared
with their general objectives. The board, furthermore, should advise
and support the president and staff in those areas in which the
more detached point of view and more diverse experience of trustees
can add to the in-depth analysis and specialized expertise of the
staff.
It
is exactly in this spirit that the Corporation has undertaken its
program review. Beginning at the staff level in October 1997, we
held a series of informal meetings to assess the nature, scope,
and impact of the Corporation's programs. During this phase, discussions
were held on current operations and possible new directions with
each of our board members, various foundation heads, and some of
the nation's leaders of higher education and nonprofit organizations.
The views of several foreign policy analysts, political scientists
and historians, heads of business and multinational organizations,
and foreign leaders were also consulted.
To
explore these matters further and to stimulate ideas for new opportunities,
we organized five seminars with outside experts in their fields,
including those who have never had contact with Carnegie Corporation
as well as some of our most outstanding grantees. Four of the meetings
addressed future challenges in a number of subject areas where the
foundation has been particularly active: sub-Saharan Africa, the
former Soviet Union, U.S. education reform, and campaign finance
reform. The fifth brought together a group of new grantees conducting
research on intergroup relations among American schoolchildren,
with invitees from abroad and from President Clinton's race relations
initiative. Reports of all these meetings were presented to the
board in January 1998. Before and since then, we have convened several
smaller meetings with scholars and other specialists on a range
of issues of possible future interest such as higher education,
telecommunications policy, the state of Islamic studies, and foundation
strategies and impact. During this time McKinsey & Company,
Inc., has accepted my invitation, on a pro bono basis, to take a
look at our internal policies and practices and consider how best
they can serve our program purposes.
In
late winter and spring of 1998, the Corporation's staff is considering
whether and how to implement some of the suggestions and recommendations
flowing from the meetings, determining which parts of our existing
programs should have lower priority or be ended, seeking external
evaluation of those aspects that may be continued, exploring themes
and issues that cut across all programs, and assessing areas of
potential collaboration with other funders. By late spring, we should
have a fully developed set of options ready for presentation to
the board. Following trustee and staff discussion and agreement,
the new guidelines will be published in June.
Commentary
Although
the transition from one era to another has only just begun, I would
like to share some of my impressions about Carnegie Corporation's
history and about our program and administrative review process.
What is most striking to me is the extraordinary ways that the Corporation's
influence has been felt throughout this century. As the historian
Ellen Condliffe Lagemann observed in her seminal book on the Corporation's
role in knowledge creation and the development of the social sciences,
Carnegie Corporation "has had a large and incalculable effect
on the lives of many people in the United States and throughout
the world."4 There are richer and bigger foundations
in our nation, but the Corporation has always distinguished itself
by its ability to break new ground often by following a course
of action that has had strong catalytic effects.
There
is a favorite expression of a previous vice president, Lloyd N.
Morrisett, about the potential impact of foundations that
in pursuance of the public good they may not create the wave, but
they can influence the direction of the wave. And Carnegie Corporation
has influenced many developments in the nation and abroad. It helped
found the Teachers Insurance and Annuity Association (TIAA), which
its sister organization The Carnegie Foundation for the Advancement
of Teaching (CFAT) organized in 1918 to protect academic mobility
and encourage savings by the nation's college professors. Today
TIAA is the largest private insurance company in the United States.
In the ensuing decades of institution building, the Corporation
fostered the growth of scientific and economic expertise, providing
initial funding for the National Research Council of the National
Academy of Sciences, the National Bureau of Economic Research, and
the Brookings Institution. Just as critical, it supported the concept
of universal education, including adult education, in the belief
that efforts to nurture specialists without correlated efforts to
promote an informed citizenry will erode the basis for democracy.
In
1938 the Corporation commissioned the Swedish social scientist Gunnar
Myrdal to make a comprehensive study of the American Negro, which
still stands as a benchmark for assessing progress toward racial
equality and the fulfillment of the American Creed and which helped
discredit the false promise of a separate but equal education for
black and white children. The foundation established the Carnegie
Commission on Educational Television in 1965, leading directly to
passage of the Public Broadcasting Act of 1967 and a new system
of publicly supported radio and television. It founded in 1969 the
National Assessment of Educational Progress, which has never been
more useful than today, with the new national push for higher standard
setting in precollege education and valid ways of assessing student
progress toward meeting those standards. The Corporation also brought
into being the Children's Television Workshop and a succession of
high-quality educational television programs for children beginning
with Sesame Street in the late 1960s.
During
the 1970s, the Carnegie Commission on Higher Education (sponsored
by CFAT but largely supported by the Corporation) influenced the
creation of such federal programs as the Basic Education Opportunity
Grants and the Fund for the Improvement of Post-Secondary Education.
Second to the Ford Foundation and often in partnership with
it the Corporation supported use of the legal system to promote
equality of educational opportunity for disadvantaged children,
a still-proud if controversial undertaking. In the 1980s and early
1990s, various Carnegie task forces and commissions synthesizing
the best available research on the education and development of
children and youth helped to spearhead reforms in early education
and child care and accelerated efforts to revamp middle school education
for young adolescents.
In
the early decades, it was possible for the Corporation's programs
to have enormous impact, since there were few other major actors
in the foundation's fields of interest, and the federal government
was a much smaller enterprise than it has come to be. It is worth
nothing that in 1915 the size of the Corporation's endowment exceeded
all of higher education spending. Beginning in the 1950s, the Corporation's
portfolio diminished in light of the enormous expansion of the federal
budget and relative to the size of larger foundations coming on
stream. This comparative leveling of the foundation's resources
was a factor in the board's decision to approach grantmaking more
strategically to achieve greater leverage and multiplier effects
with the funds at hand.
The
Corporation was fortunate in finding, between 1955 and 1981, three
committed strategists of public influence: John Gardner, Alan Pifer,
and David Hamburg. Each in turn recognized the need to enhance program
impact by concentrating in a few areas where the foundation stood
to make a difference, of staying with these over time to build a
body of accomplishment, and of seeking partners and grantee organizations
willing to try new ideas and innovations.
Under
Gardner, the Corporation anticipated the postwar flood of students
into American schools, colleges, and universities and charted a
course to help the cause of general excellence in American education.
At the precollege level, he advocated removal of the barriers to
educational opportunity and investigated ways to nurture the special
talents of all children. Through the studies of such eminent scholars
as James B. Conant, Gardner mobilized efforts to reinforce the public
school's obligation to provide a good general education for all
future citizens in a democracy. Gardner also foresaw the necessity
of fostering a keener scholarly understanding of international problems
by supporting area studies programs, and sought to bring the knowledge
from research directly to decision makers in Washington and other
capitals, to business and civic leaders, and to members of the public
at large.
By
1965, when Alan Pifer, Gardner's successor as vice president and
president, took the helm, the foundation was confronted with an
array of painfully divisive events at home that threatened to break
the social compact on which our democracy was founded. Pifer promoted
the cause of social justice and equality of opportunity through
the foundation's support of educational research, training, and
advocacy on behalf of African Americans, Latinos, Native Americans,
and women; university reform and the design of off-campus and external
college degree programs for adult learners; a program to strengthen
the states by means of state constitutional and legislative reforms;
and in South Africa efforts to develop public interest law and the
formation of a study group on black poverty and other legacies of
the apartheid system.
All
told, in this era of "strategic philanthropy," the advancement
and diffusion of knowledge and understanding took on new instrumental
significance. There was more readiness to experiment with practical
approaches to change, to acknowledge that research results could
not be left to compete unsupported in the marketplace of ideas,
and to link research to policy analysis and action.
Under
the leadership of Gardner and to some extent Pifer, there was, as
Lagemann pointed out, a "justified tendency to assume that
ideas and innovations generated with Carnegie funds could and would
be passed on to governmental authority." The Public Broadcasting
Act of 1967 followed the recommendations of the Killian report on
educational television; the National Assessment of Educational Progress
was absorbed by the U.S. Department of Education; Sesame Street,
following its establishment by the Corporation, was generously financed
by the federal government. But the rising conservatism of the late
1970s and 1980s, together with mounting public concern about budget
deficits and social expenditures, forced the Corporation to rethink
the nature of the private-public partnership that had pertained
over two decades.
After
David Hamburg, a physician, research scientist, and public policy
thinker, became president in 1982, the Corporation emphasized the
role of the scientific and technical community in advancing knowledge
and understanding of human conflict and in bridging theory and practice.
From his background in public health, he brought a preventive orientation
to serious problems, providing the framework for the Corporation's
revived international programs and undertaking new initiatives on
precollege reform and child and adolescent development. In the international
arena, Hamburg dedicated the foundation to the avoidance of nuclear
war and long-run improvement in U.S.-Russian relations, chiefly
by bringing together the scientific and policy communities and offering
mid-career training opportunities for a new generation of arms control
and foreign policy experts. Domestically, the foundation refocused
on the states as the laboratories of democracy; at the same time
it encouraged the "science-rich" sectors of the society
businesses, the laboratories, universities, and professional
societies to collaborate with schools in providing an environment
more conducive to children's learning, centering on the "gateway"
courses of science and mathematics. The Carnegie task force reports,
chiefly led by Hamburg, all urged a deeper commitment among key
institutions in children's lives, beginning with the family but
including schools, community-based organizations, health care institutions,
and the media, in making sure that all children and youth grow into
healthy, constructive, problem-solving adults.
Today,
the context for philanthropy may be shifting again. Constraints
on federal governmental initiatives in social policy and in scientific
and technological research and innovation have perforce placed heavier
emphasis on the role of the nonprofit sector and conventional charity.
With the rapid expansion of the foundation field, philanthropy is
under mounting pressure to assure continued educational, cultural,
social, and scientific progress in the nation. According to the
Council on Foundations, families now manage an estimated two-thirds
of the country's more than 40,000 private foundations. More than
1,000 new family foundations are being formed each year. As much
as $10 trillion in intergenerational transfers of wealth is expected
to materialize as members of the baby boom generation come into
their inheritances.
No
other country in the world or world history has had such an aggregation
of private wealth devoted to public purposes as the United States.
No other nation has been as encouraging to donors in the creation
of philanthropic institutions. And in no other nation have foundations
played such a significant role in the nation's life, affecting education,
science, medicine, the arts, and charitable agencies everywhere.
They are instruments of innovation and sustenance to countless nonprofit
institutions shouldering responsibilities that in most other nations
have been ceded to government.
The
release of new philanthropic resources and energies at a time of
extraordinary demand is welcome indeed. In the aggregate, foundations
could significantly advance research, ideas, knowledge, and innovation
in the next century. But the combined assets from this field can
never remotely compensate for the accrued losses in public and corporate
spending for these purposes. Foundation funds must therefore be
used wisely and with the utmost integrity toward public enlightenment
and the common good now more than ever to strengthen our
social fabric and our democracy. Without a doubt, our future will
rely on the optimum use of all the nation's intellectual and creative
capabilities, not just of the traditional elites but of the ambitious
young men and women who have hitherto been denied an equal chance
to demonstrate their talents. But it will also depend on achieving
for our nation that creative coexistence between the individual
and the community embodied so well in Tocqueville's words.
Highlights
of Staff Seminars
In
all of our meetings with the staff and with outside experts to explore
our programs in children and youth, sub-Saharan Africa, U.S. relations
with the former Soviet Union, and the state of democracy in the
United States, certain issues were brought to light that deeply
concern me. Without prejudging the foundation's program directions,
I would like to give voice to a few of these concerns.
-
I am concerned about Americans' declining enthusiasm and support
for our public institutions, be they public libraries, systems
of public transportation, public parks, or public education, and
about the pernicious notion that excellence can be achieved only
in the private sector. I am a firm believer that in a democracy
equality and excellence are compatible. In a nation of immigrants,
the public schools and the public libraries have always served
as the "ladders of aspiration" of acculturation,
of citizenship, and of equality of opportunity. Public education
is unquestionably the most potent equalizing force in the nation
and in many communities is a beacon of excellence. To strengthen
and transform our common bonds, we must strengthen our public
schools, not abandon them. Nevertheless, we must ask, why has
the school reform movement not achieved greater gains for students?
Don't we have the knowledge and successful models as well as the
sophisticated analyses to show what works? Is the problem lack
of political will? Why is there not more effective linkage between
good-quality educational research and teaching practices? We seem
to have many great schools but few great school systems. What
will allow us to "go to scale"? Few minority-group members
are going into the teaching profession at a time when children
of historically underrepresented groups and new minority members
are becoming a collective majority in many urban school districts.
What can be done to recruit more talented men and women of these
backgrounds into the schools of education?
-
Of deep concern to me is the condition of racial and ethnic relations
in this country, especially as they affect our children. We talk
about tolerance, but tolerance is not enough: we must go beyond
tolerance toward understanding and acceptance acceptance
of each person's humanity and individuality and ability to contribute
toward the larger whole. Understanding and acceptance, in turn,
require knowledge, and knowledge requires knowing not only other
people's history and culture but our own heritage and what makes
us a nation. We have become a parochial society in many ways,
suffering from self-inflicted amnesia. We know little about world
geography and even less about world history. There are only a
handful of universities in the nation that teach anything about
Canada. I am not sure that multiculturalism, as it is actually
taught in many schools and colleges, is the answer. If we study
the contributions of African Americans in isolation, we are still
ghettoizing them unless we show how their experience has contributed
to American civilization and to world civilization. When taught
badly, there is a risk that multicultural education will lead
to chauvinism and reinforce ethnocentrism.
-
I am concerned about the state of educational and scientific institutes
in countries of the former Soviet Union in particular the
condition of higher education and the drain of high-level scientific
expertise to other regions. How can American and European universities
together help to stabilize institutions of higher learning there?
What opportunities can we pursue through cooperation with our
sister foundations, nongovernmental organizations, the World Bank,
the U.S. Agency for International Development, and other instruments
in order to prevent the collapse of institutions of learning in
countries that are so crucial for the maintenance of world peace
and for the success of democracy?
-
I am concerned that sub-Saharan Africa remains low in the American
consciousness and last on its political agenda. I am especially
concerned about the fate of African universities and research
libraries, given the exodus of great talent from that continent
to other parts of the world and given the environment of political
instability and the severe economic hardship that prevail in many
countries. How can we as a nation support African leadership in
the university realm? Which are the institutions that should be
strengthened? How can we, collectively and in a sustainable way,
build model universities in Africa and support leadership training
that will enhance the development process? How can universities
and research institutes in Europe and the former Soviet Union
be encouraged to work collaboratively with their African counterparts
on cutting-edge issues in the behavioral, physical, and mathematical
sciences? The challenge to American institutions is to pursue
these efforts without contributing to the brain drain. Much of
donor attention has been directed to achieving a market economy
or privatization in Africa, but support for scholars within institutions
of higher learning there would contribute substantially toward
African development.5
-
Islam is the fastest-growing religion in the United States
a phenomenon that few recognize but that will have a profound
impact on American society in the future. As America develops
a viable Muslim community, our understanding of Islam will be
important for the harmony of our democracy. Of fundamental importance
is that this country maintain its strong tradition of religious
tolerance and religious freedom in the years to come. One helpful
undertaking would be to explore the common humanistic traditions
and common values of the three great faiths of Christianity, Judaism,
and Islam all of which have God and Abraham at the core
of their beliefs.
Conclusion
On
the eve of my departure from Brown University to Carnegie Corporation,
an alumnus of Brown gave me a precious gift. It was a pamphlet entitled
American Philanthropy and the Advancement of Learning, based
on an address given at Brown on June 16, 1934, by one of the Corporation's
great presidents, Frederick Keppel. In this address Keppel articulated
some fundamental assumptions about the relationship of philanthropy
to the advancement of learning that are valid today. He noted, first,
"that such advancement is desirable as a national objective;
second, that research and scholarly inquiry, though just about the
least mercenary of occupations, do rest upon an economic basis;
third, that donors are sincere, reasonably intelligent, and are
doing their best to do good and not harm with their money, and that
foundation trustees and executives possess these same qualities
and moreover face their responsibilities in no spirit of arrogance
or cock-sureness, recognizing that money confers no rights of direction
or control, that it is always secondary in importance of the idea
and the worker." But learning, wrote Keppel, does not advance
itself. Some man or some woman does the advancing.
Andrew
Carnegie's practice from the time he was in business was to find
the talented individual and give him or her what was needed. But
how does a foundation go about identifying the talent and know what
that person needs? And then, how is a foundation to be protected
from the danger of making arbitrary decisions? How do the staff
and trustees go about exercising intelligent judgment as to which
of many competing fields of activity should be continued, which
ones have reached the area of diminishing returns, and which new
fields should be entered? And how do we ensure the highest quality
of the work that we fund? These are among the many questions that
Keppel raised that are as nettlesome in our time as they were in
his. There are, moreover, many other causes falling within our charter
that are not devoted directly to the advancement of learning but
to social purposes, the testing of ideas in demonstrations and experiments,
the synthesis and consolidation of existing knowledge, popular education
to raise the level of public understanding, and advocacy of specific
causes.
As
Keppel noted, there are always many more projects to be fostered,
many more individuals to be helped, than there are resources at
hand to provide for them. The keys to our future success, therefore,
will be selection and selectivity, priority setting with a keen
sense of the entering wedge into problems, knowledge of where and
how to capture the best talent, and the formation of alliances
not just coinvestment but real partnerships undertaken in the spirit
of true collegiality. Carnegie Corporation can play its part in
such alliances, not only with our sister organizations in the field,
but with other institutions as well.
In
closing I would like to pay tribute to my immediate predecessors
David Hamburg, Alan Pifer, and John Gardner. All three were visionaries,
all three were thoughtful intellectuals and pragmatic activists
in the cause of education, peace, and social justice. Their example
of using foundation funds as a form of risk capital, supporting
the work of gifted minds that may come up with new solutions to
old or current problems, is an inspiration to me and will be a constant
guide in my own work on behalf of the Corporation.
Vartan
Gregorian
President
Notes
1
Technically, Andrew Carnegie never attained full citizenship. While
still a minor, Carnegie convinced his father to file his intention
to become a citizen, but Will Carnegie died before taking the oath
of allegiance and receiving certification of naturalization. Andrew
apparently assumed that his father's declaration of intent was tantamount
to the act of naturalization, making him an American citizen
also. In any event, he claimed the rights of citizenship, which
he exercised all his life.
2
First published as "Wealth," in North American Review,
No. CCCXCI, June 1889, and reprinted as The Gospel of Wealth.
3
Under Andrew Carnegie's deeds of gift, up to 7.4 percent of Carnegie
Corporation's funds may be used to benefit the people of some countries
that are or have been members of the British overseas Commonwealth.
4
Ellen Condliffe Lagemann, The Politics of Knowledge: The Carnegie
Corporation, Philanthropy, and Public Policy (Middletown, CT:
Wesleyan University Press, 1989).
5
Carnegie Corporation made a recent grant of $1 million to the American
Council of Learned Societies for fellowships in the humanities and
social sciences, to be awarded to budding scholars from anglophone
Africa as well as from the former Soviet Union. This grant harks
back to the Corporation's program in the 1950s and 1960s to build
African academic institutions, explored in E. Jefferson Murphy's
book, Creative Philanthropy: Carnegie Corporation in Africa,
19531973 (New York, NY: Teachers College Press, 1976).
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